Compliance Senior Associate

D. E. Shaw and Co., L.P. · New York, NY

Education

Bachelor's in Risk, Statistics, or a related field of study

Experience

48 months

Wage

$130,000–$150,000 per year (from the posting)

First / last seen

2026-09-26 / 2026-10-15

Experience must include

SEC regulationsproxy voting rulestrade allocation requirementsregulatory reporting obligationsproxy voting datasetslarge-scale trade and position dataForm 13Hsystemic risk filingsquantitative and statistical methodsdata reconciliationautomated compliance surveillance reportsmonitoring tools

Apply

Only apply if you genuinely want this job and meet every stated requirement. RapidApply can check your profile against the requirements and prepare a truthful application packet for you to review — nothing is sent without your approval.

Check my fit & prepare an application

Where this job is advertised

National Labor Exchange (state job banks, via usnlx.com search) swa live

first seen 2026-09-26 · posted 2026-09-24

Original posting ↗

This source's terms don't allow us to republish the full ad; read it at the original posting. Signed-in applicants see the full text on their fit page.

Why we think this is a PERM ad (95% confidence): The posting names the specific employer (D.E. Shaw and Co., L.P.) and worksite (New York, NY), states exact minimum requirements including 'Bachelors degree in Risk, Statistics, or a related field of study plus four (4) years of experience' with highly specific duties enumerated, and instructs applicants to 'submit a resume by mail' or email 'referencing 2026-6011 JB'—all hallmarks of a PERM labor-market-test advertisement.